CITADEL COMPLIANCE

Louis Perold

Louis is the Principal at Citadel Compliance with more than 20 years experience in legal and compliance across various industries including financial, oil and gas, mining, retail and manufacturing.

COMPLIANCE SERVICES

Compliance Infrastructure
  • Design the compliance infrastructure aligned to the business (Board, Management, Compliance Committee, Compliance Function, Compliance Staff, Resources, Systems).
  • Independence of the Compliance Function.
Compliance Oversight
  • Establish oversight of the compliance program by high-level management aligned to company governance structures.
  • Board education on compliance and ethics accountability, and the content and operation of the compliance program.
  • Stakeholder engagement.
Risk Assessment
  • Business analysis and context setting.
  • Develop compliance risk universe.
  • Assess the risk of non-compliance and criminal conduct (risk identification and assessment & analysis)
  • Compliance risk management plans and registers.
Standards & Procedures
  • Design and implement and modify standards of conduct and internal controls to reduce the likelihood of non-compliance and criminal conduct aligned with industry practice or standards.
  • Compliance policies and framework.
  • Integration of compliance and risk management processes.
Education & Training
  • Board education.
  • Tailored compliance training.
  • Generic compliance training.
Auditing & Monitoring

Conduct compliance auditing and monitoring.

Response & Prevention
  • Implementing standards and procedures to respond to non-compliance and criminal conduct.
Incentives & Discipline
  • Investigations.
  • Remedial actions.
  • Self-reporting to authorities.
Reporting
  • Implement Ethics and Compliance reporting and request for guidance line.
  • Governing body submissions.
  • Management reports.
Effectiveness Assessment
  • Evaluate the effectiveness of the compliance and ethics program.
  • Conduct compliance and ethics survey.
Compliance due diligence in Mergers and Acquisitions
  • Review target company compliance program.
  • Identify compliance risks.

Why Choose Citadel Compliance

Our range of expertise

Ethics & Compliance Programs

Legislative & Regulatory Compliance

Corporate Governance


Risk Management / Assessment

Contracts


Issue Management & Investigations

Policy Development & Implementation

Training & Communication


Test, Audit & Monitoring


Professional Memberships/Admissions

Contact Us

Louis Perold
More About

Louis Perold

Principal Citadel Compliance

Louis is the Principal at Citadel Compliance with more than 20 years experience in legal and compliance across various industries including financial, oil and gas, mining, retail and manufacturing. He has demonstrated success transforming and operationalizing global ethics and compliance risk management programs from concepts to real-world practices and infrastructures that work. He is a strategic business partner and team-focused leader experienced in delivering proactive solutions that help protect organizations from compliance failures, liabilities, and reputational damage. Seasoned problem-solver and change agent.  Global educator, advocate, and influencer on ethics and compliance risk management effectiveness and best practices.

Qualifications
• B. Com (Law) | UP 1998
• B. Proc | UP 1998
• LLM | UP 2005
• Compliance Management | UCT 2019
• CCEP & CCEP-I | SCCE 2011
Professional Memberships/Admissions
• Society of Corporate Compliance and Ethics (SCCE) | CCEP, CCEP-I
• Compliance Institute of South Africa (CISA)
• Attorney | High Court of South Africa 1999
Professional Achievements
• Board member of the Society of Corporate Compliance and Ethics (SCCE) Since 2018
• Board member of the Compliance Certification Board (CCB) of the SCCE Since 2016
• Faculty member of the Society of Corporate Compliance and Ethics (SCCE) Since 2013
• Co-author “International Compliance 101, How to Build and Maintain an Effective Compliance Program,” Second Edition, SCCE, 2018
• Guest speaker at conferences, workshops, for the SCCE - CEI & ECEI; Compliance Institute of Southern Africa (CISA).
Professional Experience
Louis served in various compliance roles for several international companies globally, including Absa Bank, Barclays Bank, Sasol, Massmart (Walmart) and Jabil.